In this issue of CFWD we discuss:

- SEC Publishes Executive Compensation and Related Person Disclosure Transition Questions
  and Answers
- SEC Awards $54 Million in Contracts Towards Transformation of EDGAR Database
- NASD Revises Sanction Guidelines to Further Address Consideration of a Firm's Size
- OTS Announces CRA Revisions Intended to Align Agency with Other Federal Banking Agencies
- Banking Agencies Issue Final Guidance on Nontraditional Mortgage Product Risks and
  Seek Additional Comment
- Shoe Design is Protectable Under Trademark Law, But Not Under Copyright Law
- Limited Liability Company Member's Informal Actions Can Bind LLC
- Treasury Market Surveillance Focuses on Suspicious Trading Activity
- CFTC Issues No-Action Letter to Hong Kong Futures Exchange

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