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- Former Newbie Bank Trader Pleads Guilty to Criminal Charges and Settles CFTC Civil Charges for No Fine for Spoofing, Attempted Manipulation and Manipulation of Gold and Silver Futures
- Principles-Based Rules Rule in CFTC Record Keeping Rule Amendment
- Alleged Conduit to Hedge Fund for Confidential Non-Public Government Information Criminally Charged for Insider Trading Along with Three Fund Partners and Government Employee
- CFTC Strengthens Protections for Whistle-Blowing While You Work
- Proprietary Trader Who Admitted Stealing Employer's Source Code Sentenced to One-Year Imprisonment
- CME Group Exchanges Charge One Trader With Impermissibly Entering Orders To Test Gold Market Latency and Another With Failure to Timely Complete Delivery
- Follow-up: FCM Broad Strict Liability Globex Audit Trail Rule Amendment Revised to a Known or Should Have Known Standard by CME Group