To read this week's Bridging the Week, click here.
- Employees Criminally Charged With Theft of Trade Secrets From Two Financial Services Trading Firms
- Defendants Named in SEC Spoofing Claim Vehemently Dispute Customer’s Trading Violated Law
- FINRA Resolves Charges Against Broker-Dealer for Inadequate Controls for Third-Party Payments From Customer Accounts; Hong Kong Regulator Sanctions Yet Another Broker for Similar Offense
- SEC Sues 27 Firms and Individuals Over Fake News to Mislead Investors