To read this week's Bridging the Week, click here.
- CFTC Chairman Nominee Warns of Tough Love to Come: KISS But Also Aggressive and Assertive Enforcement
- HK SFC Sanctions Second Brokerage Company for Third-Party Deposits and Individual Manager at a Previously Fined Broker
- Brokerage Firm Fined HK $2 Million (US $257,000) by HK SFC for Under-Segregating Client Funds