To read this week's Bridging the Week, click here.

  • CFTC Chairman Nominee Warns of Tough Love to Come: KISS But Also Aggressive and Assertive Enforcement
  • HK SFC Sanctions Second Brokerage Company for Third-Party Deposits and Individual Manager at a Previously Fined Broker
  • Brokerage Firm Fined HK $2 Million (US $257,000) by HK SFC for Under-Segregating Client Funds