To read this week's Bridging the Week, click here:

  • Europe and US Receive Good Grades for PFMI Implementation; Japan Receives the Best Grade
  • Bank of England Report Finds Positive Impact on UK Equities Markets by High Frequency Traders
  • CME Group Sanctions Firm and Traders for Wash Trades Used to Transfer Positions and Another Firm for a Deficient Algorithm
  • Court Rules CFTC Lawsuit Against Multiple Clients' Attorney May Proceed
  • CPMI and IOSCO Propose Uniform Disclosure Standards for CCPs
  • NY-Based Broker-Dealer Sanctioned by FINRA for Not Having Adequate Procedures to Ensure Employee Did Not Trade on Insider Information
  • Asset Managers Warned to Avoid Conflicts by SEC Asset Management Unit Co-Chief…
  • …FCA Fines Investment Manager for Conflicts
  • Canadian Regulators Not High on Medical Marijuana Industry Disclosures
Related Professionals
Related Practices