To read Bridging the Week, click here.
This week's issue addresses the following topics:
- UK Court Authorizes LME to Proceed With Reform of Physical Warehouse Network
- CFTC Chairman Suggests December 15 QCCP Drama Is Postponed at GMAC Meeting; Committee Reviews NDFs and Bitcoins
- UK FCA Sanctions Two Former Directors for Brokerage Company’s Customer Protection Rule Violations;
- ISDA Announces One Day Stay Agreement for Banks Too Big to Fail
- Canadian-Based FCM Fined US $70,000 for One-Day Customer Funds Handling Mistake
- E*Trade Subsidiaries Fined by SEC for Selling Penny Stocks Through Unregistered Offerings
- Hedge Fund Manager Sanctioned for Defrauding Investors by Hiding Madoff Losses and Theft
- Former CBOT Floor Broker Fined US $200,000 by CFTC for Trading, Recordkeeping and Supervision Violations
- Inspector General Reports Missing SEC Laptops Potentially Containing Confidential Information