To read this week’s Bridging the Week, click here:

  • Swiss Franc-Euro Decoupling Spurs Worldwide Legal and Regulatory Fallout
  • Futures Traders Sanctioned by CME Group Exchanges for Problematic Block Trades, ATS Breakdown, Disruptive Trading, Wash Sales and Other
  • SEC and Two States Sanction S&P for Misconduct Related to Ratings of Commercial-Backed Securities
  • FCA Fines and Bans Two Former Senior Executives of Martin Brokers for Contributing to an Unsatisfactory Corporate Culture
  • CME Group Amends Rule Formally to Prohibit Intraday Violations of Position Limits Eliminates Provision Dealing With Bids and Offers
  • Broker-Dealer Sanctioned by FINRA for Sharing Confidential Customer Information in Connection With a Class Action Lawsuit
  • CME Group Adds Its View to “Skin in the Game” Debate