In this issue of CFWD we discuss:
- “Architects” of Securities Fraud Scheme Were “Primary Violators”
- Employee Had No Protectable Privacy Interest in Personal Files Stored on Company Computer
- FINRA Notice on Clearing Deposits Requires Amendment of Clearing Agreements
- CBOE Revises Rule on Foreign Member Organization Qualifications
- Fannie Mae and Freddie Mac Placed in Conservatorship by U.S. Treasury and FHFA
- NFA Proposes Amendments to Enhanced Supervisory Requirements
- Federal Reserve Board Issues Small Entity Compliance Guide for Regulation R
- California Budget Impasse Delays Implementation of Life Settlement Industry Regulation
- FSA Sanctions Hedge Fund Manager for Market Abuse
