Financial Services special counsel Gary DeWaal will present "Regulatory Disciplinary Actions and Enforcement Matters" in a session on Wednesday, March 23 at 9:10 a.m. (ET), as part of the Over-the-Counter Derivatives Reform in Canada Conference. His presentation will cover:

  • compliance issues and how are they being addressed;
  • implementation;
  • relying on a definite interpretation;
  • convictions and post-mortem; and
  • issues and suggestions for end users.

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