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- Alleged Flash Crasher's Formal Indictment Provides More Details Regarding His Purported Spoofing
- US Justice Department to Emphasize Naming Individuals in Corporate Misconduct Civil and Criminal Actions
- NFA Proposes Cybersecurity Guidance
- CFTC Chairman Considers Delegating Non-Enumerated Hedging Exemptions to Exchanges; Aggregation Proposal on the Table
- BDO and Five Partners Charged by SEC for Issuing Misleading Unqualified Audit Opinions
- Forex Capital Markets Settles With CFTC for Allegedly Not Providing Adequate Oversight of Fraudulent Pool
- FCA Says Commodities Trading Firms' and Brokers' Awareness of Market Abuse Risk Is Poor
- CFE Sanctions FCMs for Failing to Timely File Form 102s and Submit Large Trader Reporter Data Properly