To read this week's Bridging the Week, click here.

  • New Acting CFTC Chairman Provides Insight Into Priorities
  • More Firms Sanctioned for Whistleblower Offenses by SEC
  • Alleged Failure of HK Trading Firm to File Reports Regarding Physical Cotton Results in Enforcement Action by CFTC
  • SEC Files Charges Against Broker-Dealer and Chief AML Officer for Failure to File Suspicious Activity Reports
  • Affiliated FCMs Settle CFTC Enforcement Action Related to Alleged Non-Preservation of Customer Orders Audit Trail Records
  • Cooperate and Maybe Benefit Says CFTC Division of Enforcement