To read this week's Bridging the Week, click here.
- Proposed Regulation AT Amended by CFTC; Attempts to Reduce Universe of Most Affected to No More Than 120 Persons
- SEC Files Enforcement Action Against Audit Partner for Providing Unqualified Opinions to Venture Capital Fund in the Face of Alleged Red Flags
- Alleged Transitory EFRPs and Algo Gone Bad Subject of NYMEX Disciplinary Actions
- New Form 40 Obligations to Begin November 18 – Be Prepared
- …And Don't Forget Brexit
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