Katten's Insurance Products and Regulation team advises a wide range of insurers, brokers, investors, managers, individuals and other market participants on all aspects of life insurance products, including bank-owned life insurance (BOLI), private placement life insurance (PPLI) and private placement variable annuities (PPVA).
Katten lawyers understand the intricacies of this highly regulated market, and work to develop products and structures that are maximized to take advantage of market inefficiencies and opportunities. Working within the boundaries of each state regulation and Financial Industry Regulatory Authority (FINRA) mandates, we provide creative yet conservative counsel that yields success for our clients across the investment spectrum. Our understanding of applicable state and local laws enables us to provide sound counsel across both US and international jurisdictions, and our business acumen ensures that we provide holistic planning throughout the product lifecycle. Clients benefit from our substantial experience within the insurance and high net-worth sectors.
Our Insurance Products and Regulation team guides clients through all aspects of structuring, pricing, tax planning, jurisdictional differences and regulatory compliance, providing a trusted source of counsel in an often murky landscape.