In this issue of CFWD we discuss:

  • NASDAQ Temporarily Suspends Bid Price and Market Value of Publicly Held Shares Requirements
  • Summary Judgment to SEC Against a Broker Upheld on Appeal
  • Shareholders’ Securities Fraud Action Against Company’s Officers Dismissed
  • CBOE Announces Intent to Launch C2 All-Electronic Exchange
  • Fitch Announces Proposals to Revise Ratings Methodology for Structured Finance CDOs
  • CRS Releases Report on the Treasury Asset Purchase Plan
  • FDIC Chairman Testifies on EESA Guarantees of Modified Mortgages
  • CFTC Issues Exemption from Foreign Futures and Options Regulations
  • CFTC Approves NFA Compliance Rules on Disclosure by Forex Pool Operators and Trading Advisors
  • Fed Announces Creation of Money Market Investor Funding Facility to Bolster Money Market Mutual Funds
  • Federal Reserve Eases Usual Restrictions on Preferred Stock to Be Purchased by Treasury
  • FSA Amends Short Selling Daily Disclosure Requirement
  • FSA Gives Feedback on Disclosure of Contracts for Difference (CFDs)

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