In this issue of CFWD we discuss:
- SEC Publishes Proposed Rule Facilitating Shareholder Director Nominations
- Multiple Governmental Developments Affecting Executive Compensation
- District Court Grants Motion to Dismiss False Projections Claims
- District Court Denies Summary Judgment on Alter Ego Claim
- FINRA CEO Addresses Oversight of Investment Advisors
- SEC Approves Amendments Expanding Definition of “TRACE-Eligible Security”
- Federal Agencies Release FAQs on Identity Theft Red Flags and
Address Discrepancies - International Competition Network Adopts Merger Review Recommendations