To read this week's Bridging the Week, click here.
- FiNCEN Finalizes Rules Requiring Banks, Broker-Dealers, FCMs, Mutual Funds and IBs to Help Verify Beneficial Owners of Certain Accounts
- NYS Approves Trading of Ether, a Bitcoin Alternative Cryptocurrency
- FINRA Reminds Members of Large Options Positions Reporting Requirements
- Broker-Dealer Sanctioned US $25 Million by FINRA for Variable Annuity Sales Offenses