To read this week's Bridging the Week, click here.

  • Federal Court Allows Former Hedge Fund Operator's Lawsuit Alleging Civil Rights Violations to Proceed Against US Attorney and Other Government Officials
  • IFUS Charges Trader With Possible Spoofing and Market Disruption While Another Entity Is Charged With Allegedly Liquidating Positions in a Disorderly Fashion to Avoid Speculative Limits Issues
  • CFTC Staff Issues Guidance on Elements of an Effective FCM Risk Management Program
  • FINRA Sanctions Broker-Dealer for Requiring Newly Hired Salespersons to Disclose Their Prior Firm's Private Customer Information
  • Guaranteed IBs Authorized by CFTC Staff to Introduce OTC Swaps to Swap Dealer and Cleared Swaps to FCM Other Than Guarantor
  • Another Non-Registrant Sanctioned by CFTC for Failure to File Accurate Monthly Reports of Cash Positions
  • IFUS to Adopt CFTC Proposed Aggregation Rule as Its Own in Advance of CFTC Adoption While ICE Futures Europe Permits Use of EFPs to Roll Forward Soft Commodities Futures Contracts Because of Delivery Issues
  • CME Member Sanctioned for Trading on Non-Public Customer Information; FCM Fined for Netting Down and Not Closing Out Open Positions