To read this week's Bridging the Week, click here.

  • CFTC Advisory Committee Says There Is No Evidence Justifying Proposed New Position Limits
  • Broker-Dealer Fined US $675,000 by FINRA for Excessive Fails on Shares of 14 ETFs
  • Canadian Securities Regulators Seek Comments on Revised Rule Regarding Mandatory Clearing of Derivatives
  • FINRA Proposes to Require Brokers to Disclose Mark-Ups and Mark-Downs to Retail Clients on Fixed-Income Securities