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  • Overseas Entities: Count US-Arranged Security-Based Swaps in Security-Based Swap Dealer Calculation Says SEC
  • Manager of Investment Office Housing London Whale Fined Equivalent of More Than US $1.1 Million by Financial Conduct Authority for Lack of Forthrightness
  • CME Group Sanctions Members and Non-Members for Block Trades, EFRPs and Position Limits Infractions
  • Common Approach to Transatlantic CCPs Finally Agreed by EC and CFTC
  • Defendants in Pending Alleged Spoofing Case Told by CFTC Evidence Might Be Expanded to Include New February 2016 Conduct
  • EC Formally Proposes Delaying MiFID II Rollout for One Year
  • MF Global Inc. Estate Resolution Totally Wrapped-Up
  • NFA Reminds Members of March 1 Compliance Date for Cybersecurity Written Policies and Procedures