To read this week's Bridging the Week, click here.

  • CFTC Brings First Insider Trading-Type Enforcement Action Based on New Anti-Manipulation Authority
  • NYS Proposes Tough New AML Requirements; International Bank Sanctioned by UK FCA for Alleged AML Breakdown
  • Ex-Compliance Officer Charged With Trading Stocks Based on Information His Employer Expected Him to Protect
  • Multiple Swap Dealers Sued for Allegedly Impeding Roll-Out of Centrally Executed Interest Rate Swaps; EU Shuts Downs Inquiry Regarding Credit Default Swaps
  • Flash Boys Lawsuit Against CME Group Dismissed
  • Spoofing Case Filed by SEC
  • SEC Sues Promoters of Investments in Bitcoin Mining Power for Offering and Selling a Ponzi Scheme
  • CFTC Proposes Regulation of Automated and Algorithmic Trading Systems and Registration of Certain Proprietary Traders
  • Copper Trader Ordered to Disgorge US $3 Million to Settle CME Group Disciplinary Action for Two-Day Position Limit Violation