To read this week's Bridging the Week, click here.
- CFTC Brings First Insider Trading-Type Enforcement Action Based on New Anti-Manipulation Authority
- NYS Proposes Tough New AML Requirements; International Bank Sanctioned by UK FCA for Alleged AML Breakdown
- Ex-Compliance Officer Charged With Trading Stocks Based on Information His Employer Expected Him to Protect
- Multiple Swap Dealers Sued for Allegedly Impeding Roll-Out of Centrally Executed Interest Rate Swaps; EU Shuts Downs Inquiry Regarding Credit Default Swaps
- Flash Boys Lawsuit Against CME Group Dismissed
- Spoofing Case Filed by SEC
- SEC Sues Promoters of Investments in Bitcoin Mining Power for Offering and Selling a Ponzi Scheme
- CFTC Proposes Regulation of Automated and Algorithmic Trading Systems and Registration of Certain Proprietary Traders
- Copper Trader Ordered to Disgorge US $3 Million to Settle CME Group Disciplinary Action for Two-Day Position Limit Violation