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- Et tu, CFE? CBOE Futures Proposes Amended Disruptive Practices Rules and New Related Policies and Procedures
- SEC Can't Retroactively Apply Dodd-Frank Sanctions Says US Court of Appeals
- Regulators' Study Finds No Single Cause Behind October 15, 2014 US Treasuries' Flash Crash
- SEC Chairperson Says CCOs Not Targets of Enforcement Program
- SEC Settles Charges Against Middleman Who Ate Napkins and Post-it Notes at NYC's Grand Central Terminal to Facilitate Insider Trading
- Australia Securities and Futures Regulator Announces How It Will Conduct Self-Evaluations
- CFTC Commissioners and Industry Participants Argue in Favor of Changes to Made Available to Trade Process at Agency Roundtable