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  • China Regulator Issues Final Interim Measures Governing Overseas Access to Its Futures Markets
  • Goldman Sachs Pays US $7 Million to SEC for Alleged Reg MAR Breakdown
  • CFTC Proposes to Apply Margin Obligations for Uncleared Swaps in Cross-Border Transactions on Broad Range of US Entities; Substituted Compliance Potentially Available
  • "Diva of Distressed" Loses Bid to Have SEC Enforcement Action Heard in Federal Court, Not Administrative Tribunal
  • Deloitte & Touche Settles SEC Charges for Violating Auditor Independence Rules
  • FINRA Expresses Formal Support for Members of Disciplinary and Appellate Panels Who Have Become Subjects of Alleged Disparaging Online Attacks
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