To read this week’s Bridging the Week, click here.
- UK Regulators Implement Tougher Pay Rules for Banking Institutions' Senior Managers
- Broker-Dealers Cited by FINRA for Not Monitoring Transfers From Client Accounts to Third Parties
- ICE Futures Exchanges Update Block Trade Guidance
- Because of Past Trade Allocation Issues, Registrant Can Operate Pools But Not Individual Managed Accounts Says NFA
- CFTC Commissioner Bowen Recommends Considering EMIR Governance Clearinghouse Standards for US DCOs, DCMs and SEFs
- Monetary Authority of Singapore Sanctions SGX for Fall 2014 Market Outages
- IOSCO Seeks Comments on Fees and Expenses for Collective Investment Vehicles
- SEC Commissioner Recommends Applying Reg SCI to Brokers to Enhance Cybersecurity
New York
