To read this week's Bridging the Week, click here:
- CFTC Chairman Suggests European-CFTC Agreement on Clearinghouse Equivalency May Come Soon; Skin in the Game Debate Needs More Study
- HTG Capital Files Lawsuit to Identify Alleged Spoofer
- CFTC Formally Responds to Court Judgment on International Guidance; Calls for Public Comments
- FCA Sanctions Compliance Officer for Registrant’s Inadequate Systems and Controls
- UBS Fined US $500,000 by FINRA for Not Reporting Salespersons’ Tax Liens and Judgments
- Five Federal and NYS Regulators Penalize Commerzbank for AML Violations