In this issue of CFWD we discuss:

- House of Representatives Passes “Say On Pay” Bill
- SEC Announces Roundtable Discussions Regarding
  Proxy Voting
- SEC Announces Next Steps Relating to IFRS
- NSX Rule Regarding Annual Compliance and
  Supervisory Certification Proposed
- President’s Identity Theft Task Force Releases
  Report
- FSA Continues Move Towards More Principle-Based 
  Regulation
- Greater Cooperation in Supervision of Hedge Funds 
  Encouraged
- AIM to be Subject to MiFID Changes
- Office of Fair Trading Closes LME Investigation
- FSA Considering Introduction of Plea Bargaining
- Legal Action for Failure to Implement MiFID Commenced
- Securities Law Complaint Dismissed Under PSLRA
- Party Cannot Monopolize Market It Does Not Compete In
- Intermediaries to Complete Annual Online Updates to
  Registration Information
- Tokyo Financial Exchange Receives No-Action Letter
   from CFTC


 

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