To read this week's Bridging the Week, click here:
- CFTC Chairman Calls for Increased Funding and Discusses Priorities During Congressional Testimony
- CFTC Postpones OCR Roll-out; CME Group and ICE Futures U.S. Adopt Conforming Amendments
- FINRA Sanctions Registered Broker-Dealer for Helping Unregistered Brokers; Tacks on AML Violations
- Former Broker-Dealer CEO Agrees to Settle SEC Charges Related to Non-Disclosed Overcharges to Customers
- Adviser Sanctioned for Placing Regulated Customer Funds With Brokers, Not Custodial Bank
- Canadian Securities Regulators Seek Comment on Mandatory Swaps Clearing; Monetary Authority of Singapore Declines to Impose Swaps Trading Regime