To read this week’s Bridging the Week, click here:
- ESMA Publishes Implementing Rules for MiFID II
- Coscia Files Motion to Dismiss Criminal Spoofing Indictment
- LedgerX Seeks CFTC Designation as a Clearinghouse and Swap Execution Facility for Bitcoin Options
- Two Wells Fargo Entities Settle With FINRA for AML Customer Identification Program Breakdown
- ICE Clear U.S. Alerts Clearing Members That Cash Deposits May Result in Negative Returns
- System Failures Result in Three Firms Being Sanctioned US $145,000 by CME Group Exchanges
- CME Explicitly Prohibits Block Trades Between Accounts With the Same Beneficial Ownership
- CFTC Excuses CTA Members of DCMs From Recording Oral Communications; Will Not Require Other Market Participants to Link Certain Oral and Written Communications
- Registrations of AlphaMetrix, LLC and Aleks Kins, Former CEO, Revoked by CFTC
- Fed Grants One-Year Delay for Banks to Conform Ownership Interests With Legacy Covered Funds; Another One-Year Delay on the Horizon
- NFA Proposes to Amend Interpretive Notice to Exclude Certain Additional Transactions From Prohibition Against Loans by Commodity Pools to CPOs and Related Entities
- Former Managing Director of Asset Manager Prohibited by FCA From Performing Any Regulated Activity Because of Train Fare Payment Evasion