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  • Federal District Court Approves Flash Crash Spoofer's US $38 Million Settlement; Federal Appeals Court Appears Sympathetic to Michael Coscia's Claim That Spoofing Prohibition Is Too Vague
  • Bank Settles SEC and FRB Charges That It Violated Federal Law by Hiring Relatives and Friends of Asia-Based Government Officials
  • CME Group Adds New Provisions to Wash Trades Guidance Regarding Indirect Transactions and Pre-Open Activity
  • Introducing Broker Resolves ICE Futures U.S. Charges Related to Delayed Block Trade Reporting; Another CME Group Member Settles for Faulty ATS
  • Broker-Dealer Sanctioned Over $3.3 Million for Not Making Required Regulator Filings With FINRA and Not Producing Documents in Discovery to Arbitration Claimants
  • Political Update: SEC Chair Announces Imminent Resignation; CFTC Chairman Urged to Put Pens Down on Three Controversial New Initiatives
  • CFTC Reminds Market Participants of New Form 40 and 71 Requirements
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