To read this week's Bridging the Week, click here.

  • Ex-Airline Employee Sued by CFTC for Insider Trading of Futures Based on Misappropriated Information
  • Federal Court Holds That CFTC Must Show Artificial Price To Prevail in Traditional Manipulation Lawsuit
  • Trader Indicted for Exploiting Minimum Futures Pricing Convention To Hide Trading Losses and Causing Firm Collapse; CFTC Also Files Civil Charges
  • Firm Sanctioned by SEC for Firing Whistleblower Who Allegedly Made False Allegations
  • Brokerage Firm Agrees To Pay US $12.5 Million Fine to SEC for Trading Controls Failure; Six Exchanges to Assess an Additional US $3 Million Penalty
  • Swap Dealer Settles Enforcement Action by CFTC for Not Filing Daily Large Trader Reports of Commodity Swaps Positions
  • Introducing Broker and Principal Sued by CFTC for Recordkeeping and Supervision Breakdowns
  • Hedge Advisor to Retailers of Fuel Products Settles With CFTC Over Charges It Acted as an Unregistered CTA