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  • FCM, CEO and CRO Sued by CFTC for Failure to Supervise and Risk-Related Offenses
  • Futures Block Trades' Prices at Midpoint of Related Swaps Bid-Ask Were Not Fair and Reasonable Says CFTC in Enforcement Action
  • CME Group Overhauls EFRP Rule and Guidance; Clarifies Roles of Executing and Clearing Firms and Provides New Relief
  • Audit Firm Agrees to Two Fines Totaling $9.3 Million for Two Partners' Cozy Relationship With Audit Client Contacts
  • CME Group Describes Responsibilities of Clearing Members and Globex Order Placers for Tag 50s in Revised Advisory
  • Alleged EFRP and Wash Sale Violations Are Subjects of CME Group Disciplinary Actions Settlements
  • Federal Reserve Proposes Rule to Severely Restrict Banking Organizations From Commodities Activities
  • Hedge Fund Icon Sued by SEC for Alleged Insider Trading
  • Follow-up: CFTC Rule Review Instructs CBOE Futures to Cease Issuing Warning Letters for Offenses Other Than Books and Records Offenses
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